top of page

Foundations Investment Advisors, LLC Privacy Policy

 

Investment Advisers are required by law to inform their clients of their policies regarding privacy of client information. We are bound by professional standards of confidentiality that are even more stringent than those required by law. This notice is being provided to you in accordance with the Securities and Exchange Commission’s rule regarding the privacy of consumer financial information (“Regulation S-P”). Please take the time to read and understand the privacy policies and procedures that we have implemented to safeguard your nonpublic personal information.

 

INFORMATION WE COLLECT

 

Foundations Investment Advisors, LLC (FOUNDATIONS) must collect certain personally identifiable financial information about its customers to provide financial services and products. The personally identifiable financial information that we gather during the normal course of doing business with you may include:

​

• information we receive from you on applications or other forms;

​

• information about your transactions with us, our affiliates, or others;

​

• information we receive from a consumer reporting agency.

 

INFORMATION WE DISCLOSE

 

We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted or required by law, or as necessary to provide services to you. In accordance with Section 248.13 of Regulation S-P, we may disclose all of the information we collect, as described above, to certain non-affiliated third-parties such as our attorneys, accountants, auditors, to certain affiliated third-parties in order to provide services or products to you, and to persons or entities that are assessing our compliance with industry standards. We enter into contractual agreements with all non-affiliated third-parties that prohibit such third-parties from disclosing or using the information other than to carry out the purposes for which we disclose the information.

 

CONFIDENTIALITY AND SECURITY

 

We restrict access to nonpublic personal information about you to those Employees who need to know that information to provide financial products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

 

ACCURACY

 

FOUNDATIONS strives to maintain accurate personal information in our client files at all times. However, as personal situations, facts and data change over time; we encourage our clients to provide feedback and updated information to help us meet our goals.

 

Foundations Investment Advisors, LLC

CONNECT WITH US

  • LinkedIn
  • Facebook

Regional Headquarters

American Senior Benefits of the Midwest™

Chicago One Financial®

Partnered with American Senior Benefits®

7125 Janes Avenue Suite 400 Woodridge, IL 60517-2305

Mondays - Fridays | 8:30 am - 5:00 pm

Saturday by appointment, closed on Sunday

P: 708-930-5916 | F: 708-741-7157

We are growing at a tremendous pace and We're searching for individuals who want to grow with us in the Midwest region |

CLICK HERE

LOGO2.png

Medicare Disclaimer

We do not offer every plan available in your area. Any information we provide is limited to those plans we do offer in your area. Please contact Medicare.gov or 1-800-MEDICARE | 1-800-633-4227 (TTY users can call 1-877-486-2048) 24 hours a day seven days a week) to get information on all of your options click here to talk to someone

Form Submission Disclaimer

Our agents/brokers, American Senior Benefits, American Senior Benefits of the Midwest and Chicago One Financial are not endorsed by or connected with Medicare or the Federal government. By responding to any of our advertised products or services & forms, you are giving our licensed agents/brokers, a permission to contact you. | Look for an agent in your area

Disclaimer

Investment advisory services offered through Foundations Investment Advisors, LLC (“Foundations”), an SEC registered investment adviser. Nothing on this website constitutes investment, legal or tax advice, nor that any performance data or any recommendation that any particular security, portfolio of securities, transaction, investment or planning strategy is suitable for any specific person. Personal investment advice can only be rendered after the engagement of Foundations, execution of required documentation, and receipt of required disclosures. Investments in securities involve the risk of loss. Any past performance is no guarantee of future results. Advisory services are only offered to clients or prospective clients where Foundations and its advisors are properly licensed or exempted. For more information, please go to https://adviserinfo.sec.gov and search by our firm name or by our CRD #175083.

​

FOUNDATIONS INVESTMENT ADVISORS, LLC

PRIVACY POLICY.

​

Foundations Investment Advisors | FIA CRS FORM

Favicon.png

© 2025 ASB-Midwest.com. All rights reserved.

This site is designed and developed by:

Marwan Khalil | 708-930-5916

bottom of page